Most Common Investor Claims

Investment Fraud

Claims by investors against stockbrokers, investment advisors, and financial planners often fall into certain well-recognized categories. The most common investor claims are:

Unsuitable investment recommendations - This occurs when a broker or other professional investment advisor intentionally makes decisions that are inconsistent with your individual financial needs.
Misrepresentations and omissions - These cases often involve a broker’s failure to inform you of the risks associated with your investments.
Excessive trading or "churning" - This occurs when a broker engages in excessive trading in your account, to generate larger commissions.
Unauthorized investments - This usually arises when a broker makes trades without your permission.
Over concentration - This happens when a broker does not diversify your portfolio.

If you believe that you have been the victim of investment fraud or broker misconduct, it is important to talk with a Michigan investment fraud lawyer today. Please submit a simple, free and confidential legal consultation form now.

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