Michigans Personal Injury Law Firm
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Unauthorized Investments
Another common form of investment fraud involves a broker who made unauthorized trades with client funds. In some cases, the broker simply failed to ask a client for permission to make trades in a nondiscretionary account. In other circumstances, the broker bought stock on margin without authority, or ignored a client’s specific instructions about a discretionary account.
A broker must have the express detailed permission of the client for all trades. This authority only exists when a client signed a written contract in advance, which specifically granted permission to the brokerage firm to make certain trades without prior approval. Absent this type of arrangement, a firm is required to obtain the client’s permission for each transaction. Depending on the facts of the particular case, unauthorized trading can result in claims for rescission, breach of contract, or fraud.
If you believe that you have been the victim of investment fraud or broker misconduct, it is important to talk with a Michigan investment fraud lawyer today. Please submit a simple, free and confidential legal consultation form now.
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Bernstein Video Law CenterOur Clients:
Our Results:
$3,000,000
A truck driving recklessly and at an excessive speed strikes our client. Our client suffered catastrophic injuries.
$2,875,000
Medical malpractice involving general anesthetic of a young child during surgery. Our client suffered severe and permanent brain damage.
$2,700,000
Our client's vehicle was rear-ended by a bus. Our client suffered a Closed Head Injury (CHI), coma condition, internal bleeding, and spinal trauma.
$2,200,000
An explosion occurred while pumping gas. The explosion was caused by the gas station. Our client suffered major burns.
$2,150,000
Our client, a young girl, suffered electrical burns resulting in permanent scarring.
$2,000,000
Our client died as a result of multiple injuries caused by a car accident.
$3,000,000
A truck driving recklessly and at an excessive speed strikes our client. Our client suffered catastrophic injuries.
$2,875,000
Medical malpractice involving general anesthetic of a young child during surgery. Our client suffered severe and permanent brain damage.
$2,700,000
Our client's vehicle was rear-ended by a bus. Our client suffered a Closed Head Injury (CHI), coma condition, internal bleeding, and spinal trauma.
$2,200,000
An explosion occurred while pumping gas. The explosion was caused by the gas station. Our client suffered major burns.
$2,150,000
Our client, a young girl, suffered electrical burns resulting in permanent scarring.
$2,000,000
Our client died as a result of multiple injuries caused by a car accident.
